Job Description

Head of Broker Dealer Operations

About the Company

Accomplished financial institution

Industry
Financial Services

Type
Privately Held

About the Role

The Head of Broker Dealer Operations will be responsible for creating and implementing the department's operational policies and procedures, as well as performing key middle office tasks to effectively streamline business activities and strengthen control frameworks.

Travel Percent
Less than 10%

Functions

• Finance
• Operations

Known Requirements

• At least 10 years' experience in a financial institution, including at least 3 years in a management role required
• Demonstrated knowledge of global markets or prime brokerage required
• Solid familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE required
• Excellent communication and collaboration skills required

Job Tags

Full time, Work at office,

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